Our client is looking for a Paraplanner RDR Level 4 to join their team on a permanent basis in London.
Responsibilities:
•Evaluate prospective client objectives, portfolio holdings, time-horizon, cash flow needs, and financial situation to determine a suitable asset allocation recommendation
•Review and formulate plans for clients with highly specialised situations
•Review prospective clients' existing pension and investment bond arrangements to determine whether a transfer is suitable
•Create and lead training for other groups within the firm as needed
•Work on ad hoc projects to improve the efficiency of PCA Group
•Adhere to the T&C scheme to ensure regulatory compliance related to the provision of regulated advice
Skills and knowledge
•A University degree or equivalent combination of education/experience
•Level 4 Qualification – CII Regulated Diploma in Financial Planning or CISI Investment Advice Diploma preferable
•3+ years financial services experience required
•Experience working with accuracy and ability to organise/time-manage
•Very strong understanding of Financial Planning principles
•Exceptional understanding of client suitability
•It is a requirement to undergo an initial Fit and Proper (F&P) assessment before performing the role independently, and annual Fit & Proper Assessments will be required to ensure you remain F&P to carry out the functions of this role