File Review Manager - £40k-£45k - Glasgow

£40,000 - £45,000 yearly
  • Recruit UK
  • Glasgow, UK
  • 06/04/2021
Full time Compliance

Job Description

• Please mention Financial Planning Today when applying for this role

Job Title: File Review Manager

Industry: Financial services

Location: Glasgow

Salary: Up to £45,000 (Negotiable)

Job Reference: 15244

Job Description:

Recruit UK is working on an excellent opportunity for a File Review Manager in Glasgow to join a Financial Services Firm in the local area.

This role will see you building and maintaining effective relationships with your team, and managing a team of 8 in total. You will oversee the compliance and file review functions, ensuring everything is compliant and signed off in accordance with regulatory standards.


Duties will include but will not be limited to:

  • Maintaining and tracking staff performance
  • Participating in management meetings
  • Managing the team to ensure the delivery of quality desk-based file checking
  • Liaising with the compliance helpdesks to ensure accuracy of technical information
  • Preparing regular 1 to 1 and appraisal meetings
  • Managing the team to ensure they meet objectives
  • Ensuring relevant quality checks and staff development is carried out
  • File reviewing across the full range of financial services products (including Occupational Pension Transfers)


What’s in it for you:

  • Salaries up to £45,000 (higher salary negotiable dependent on experience)
  • Income protection
  • Critical illness cover
  • Life assurance cover
  • 25 days holiday plus bank holiday (increasing with length of service)
  • Pension contribution
  • Free car parking and good transport links for public transport
  • Wellbeing program


Skills and experience required:

  • Level 4 diploma (CII, LIBF, DipPFS, etc.)
  • AF7 is desirable, or Pension Transfer qualification (and knowledge of this)
  • Previous experience in compliance and file review


About Recruit UK:

As specialists in financial services recruitment, we bring unique expertise, insight, and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK is pleased to be working with a Financial services firm recruiting in Glasgow on a File Review Manager role.


Our commitment to you:

  • Start every journey with a conversation to find out about you in-depth.
  • Provide honest feedback on where you fit in the job market.
  • Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
  • Take a holistic mindfulness approach – career happiness is rarely just about the money.
  • Cover the whole of the UK with a local touch through our regional teams.
  • Never pester you.