Paraplanning Manager

  • LEBC Group Ltd
  • Remote
  • 30/07/2020
Full time Paraplanner Senior Manager

Job Description

• Please mention Financial Planning Today when applying for this role • 

About us

We are an award winning firm of Independent Financial Advisers with an excellent reputation for creating impartial financial solutions for both individuals and companies. For full details about our company please visit

Paraplanning Manager

The purpose of your role will be to ensure that the advice provided to our clients is of the highest quality and delivered in an efficient manner; whilst mitigating any risks to the business and assisting with the achievement of business targets. You will be responsible for managing a small team of paraplanners, creating a culture where individuals strive towards meeting both their individual and business goals.

You will be required to:

  • Manage the workflow of the Paraplanning team to ensure effective allocation of workloads and consistency of approach within the team;
  • Possess the Technical ability to both understand and produce detailed analytical reports for the business to ensure that service levels are maintained;
  • To provide support, development and line management to individuals within the paraplanning team, maintain a culture where individuals strive towards meeting both their individual and business goals and deliver a complete, client centric, research, technical and report writing service;
  • To understand team dynamics and maintain positive working relationships across departments, with effective management of resource.

People Management responsibilities:  

  • To maintain and interpret Paraplanning KPIs and MI to ensure the effective management of the team and development of individuals;
  • Identify any emerging issues or trends within the team and put steps in place to address these;
  • To work with the Paraplanning Team and the Chief Operating officer to ensure all paraplanners are adequately trained and supported to carry out their roles;
  • To undertake regular 1:2:1s to discuss progress towards individual and business objectives and provide constructive feedback on performance;
  • To ensure individuals are working efficiently and maintaining all agreed quality benchmarks;
  • To undertake staff appraisals in line with company policy;
  • To motivate and create an environment where people thrive;
  • To cultivate an environment that makes everyone accountable for their actions;

Operational and technical responsibilities:  

  • To oversee the workflow of cases across paraplanning to manage service levels are maintained;
  • To liaise with Compliance, client support and advisers to address issues and escalation of cases where necessary;
  • To engage with key stakeholders in the business to plan review resource and escalate issues that could affect delivery;
  • Review FCA thematic reviews to provide feedback and input on internal processes to ensure an effective compliant way of working;
  • To drive improvements to processes and procedures within the team to create efficiencies and ensure best practice in all areas;
  • To ensure systems are kept up to date and maintain accurate and relevant MI;
  • To ensure relevant parties are up to date with the progress of cases within paraplanning and prioritise cases in line with business and client needs;
  • Ensure that internal processes and procedures are fully documented and are reviewed regularly to optimise efficiency and best practice;

Successful Candidates will have:

  • Experience of providing paraplanning service, an ability to manage workloads effectively whilst balancing priorities;
  • Experience of managing a highly productive team to deliver an efficient technical research and quality report writing service;
  • Experience and understanding of overseeing the delivery of high-quality advice within a business;
  • Analytical and numerical ability – able to analyse and interpret data, evaluate data;
  • Highly organised with excellent written and verbal communication skills;

This role offers an impressive benefits package which includes basic salary with bonus scheme, mileage allowance, 23+ days holiday, Private Medical Insurance, PHI, pension scheme and 4 x death in service. Full client support, research and Paraplanning service is provided.

Please send applications to

• Please mention Financial Planning Today when applying for this role •