Risk/Compliance - Pension Transfer Specialist-Birmingham-£40,000-£50,000

£40,000 - £50,000 yearly
  • Recruit UK
  • Birmingham, UK
  • 04/02/2019
Full time Compliance

Job Description


Job Title: Risk/Compliance - Pension Transfer Specialist

Industry: Financial Planning

Location: Birmingham

Salary: £40,000 – £50,000


Job Description:

Recruit UK are working on an excellent opportunity for a pension transfer specialist in Birmingham to join a Financial Planning organisation. This client is a multi-award company, who have a well-established financial planning division and are enjoying a period of sustained growth. They provide expert financial planning to HNW clients across the UK.

As part of their continuing growth, they are looking to recruit an additional member to join their Birmingham based compliance team. Due to the nature of their client base, this will be a varied and interesting role. A key focus of the position will be pre-approval pension work however the role will not be limited to this function. The teamwork on complex and very many bespoke cases with HNW clients. This will include IHT work along with a wider Compliance and Risk remit.

This is a highly professional outfit and a genuinely lovely team who pride themselves in working in a collaborative manner to find solutions for their advisers and in turn clients. This is not a business prevention unit, more of a solutions hub!   

What’s in it for you:

If you are looking for an opportunity to make good use of your AF3 or AF7 qualification then this could be a great opportunity for you.

This is a company where progression and development are very much encouraged. There is full support in place for relevant additional qualifications and a wide scope for career development leading to a long and fruitful career.

Along with an excellent salary the company has a fantastic benefits package in place for its valued employees. They also happy to support some home working, they operate a flexible working policy where a lot of their employees already enjoy this flexibility.  


Skills and experience required:

The position would very much suit an experienced paraplanner looking for a new challenge. Or equally someone from a compliance or advice background. Experience of an IFA / Financial Planning outfit is key along with a confident understanding of the full advice process and FCA rulebook.

  • AF3 or AF7 qualification in order to undertake specialist pension work
  • Level 4 CII Diploma Qualification
  • Excellent IT skills with particular knowledge of Microsoft Office
  • Experience of Intelligent Office would be an advantage
  • Good analytical skills – attention to detail
  • A working understanding of life, pension, protection, wealth management and group risk products.



Recruiters contact info:

Name:                         Russell Davies


01179 170418                                    


Job Reference:         



About Recruit UK:

As specialists in financial services recruitment, we bring unique expertise, insight and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK are pleased to be working with a financial planning organisation based in Birmingham on a transfer pension transfer specialist role.


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